Skip to main content

Main menu

  • Home
  • Current Issue
  • Past Issues
  • Videos
  • Submit an article
  • More
    • About JSF
    • Editorial Board
    • Published Ahead of Print (PAP)
  • IPR Logo
  • About Us
  • Journals
  • Publish
  • Advertise
  • Videos
  • Webinars
  • More
    • Awards
    • Article Licensing
    • Academic Use
  • Follow IIJ on LinkedIn
  • Follow IIJ on Twitter

User menu

  • Sample our Content
  • Request a demo
  • Log in

Search

  • ADVANCED SEARCH: Discover more content by journal, author or time frame
The Journal of Structured Finance
  • IPR Logo
  • About Us
  • Journals
  • Publish
  • Advertise
  • Videos
  • Webinars
  • More
    • Awards
    • Article Licensing
    • Academic Use
  • Sample our Content
  • Request a demo
  • Log in
The Journal of Structured Finance

The Journal of Structured Finance

ADVANCED SEARCH: Discover more content by journal, author or time frame

  • Home
  • Current Issue
  • Past Issues
  • Videos
  • Submit an article
  • More
    • About JSF
    • Editorial Board
    • Published Ahead of Print (PAP)
  • Follow IIJ on LinkedIn
  • Follow IIJ on Twitter
Article

Mercenary or Consigliere? The Role of
Independent Financial Market Advisory and Knowledge
Process Outsource Partners in Structured Products

Ron D’Vari and Asim Ali
The Journal of Structured Finance Spring 2014, 20 (1) 76-85; DOI: https://doi.org/10.3905/jsf.2014.20.1.076
Ron D’Vari
is CEO and co-founder at NewOak Advisors LLC in New York, NY.
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
  • For correspondence: rdvari@newoak.com
Asim Ali
is a director at NewOak Advisors LLC in New York, NY.
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
  • For correspondence: aali@newoak.com
  • Article
  • Info & Metrics
  • PDF (Subscribers Only)
Loading

Click to login and read the full article.

Don’t have access? Click here to request a demo 
Alternatively, Call a member of the team to discuss membership options
US and Overseas: +1 646-931-9045
UK: 0207 139 1600

Abstract

The regulatory challenges facing financial institutions (banks, insurers, credit unions, hedge funds, pension funds, and so on) since the 2008 financial crisis require significant overhauling of internal processes to deal with complex assets. These include but are not limited to credit origination, underwriting, due diligence, securitization, surveillance, credit transparency, risk management, capital and liquidity management, internal and external reporting of complex assets such as residential and commercial mortgages, consumer and commercial credit, and structured products. Yet, an overlooked area among market practitioners and financial institutions, in the midst of evolving regulatory edifice and injunctions, has been the role of independent financial markets advisory and knowledge process outsource partners in structured products. Here, we seek to explore the distinct and evolving roles an independent financial markets advisory can provide to financial institutions, where multidisciplinary nature of the solutions, as well as a high degree of domain knowledge, is required. This article highlights three areas: 1) credit, valuation and risk management, 2) mortgage compliance and credit underwriting services; and 3) litigation consulting and dispute resolution. The authors argue that a new breed of specialist FMAs that have assembled a wide array of expertise under “one roof” are ideally positioned to deliver an end-to-end or ad-hoc basis knowledge process outsourced solutions in highly technical areas, such as structured finance and securitization, complex asset credit underwriting, model validation, valuation, quality assurance, stress testing, internal process audits, regulatory reporting, and dispute resolution enhanced credit underwriting.

  • © 2014 Pageant Media Ltd
View Full Text

Don’t have access? Click here to request a demo

Alternatively, Call a member of the team to discuss membership options

US and Overseas: +1 646-931-9045

UK: 0207 139 1600

Log in using your username and password

Forgot your user name or password?
PreviousNext
Back to top

Explore our content to discover more relevant research

  • By topic
  • Across journals
  • From the experts
  • Monthly highlights
  • Special collections

In this issue

The Journal of Structured Finance: 20 (1)
The Journal of Structured Finance
Vol. 20, Issue 1
Spring 2014
  • Table of Contents
  • Index by author
Print
Download PDF
Article Alerts
Sign In to Email Alerts with your Email Address
Email Article

Thank you for your interest in spreading the word on The Journal of Structured Finance.

NOTE: We only request your email address so that the person you are recommending the page to knows that you wanted them to see it, and that it is not junk mail. We do not capture any email address.

Enter multiple addresses on separate lines or separate them with commas.
Mercenary or Consigliere? The Role of Independent Financial Market Advisory and Knowledge Process Outsource Partners in Structured Products
(Your Name) has sent you a message from The Journal of Structured Finance
(Your Name) thought you would like to see the The Journal of Structured Finance web site.
CAPTCHA
This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.
Citation Tools
Mercenary or Consigliere? The Role of
Independent Financial Market Advisory and Knowledge
Process Outsource Partners in Structured Products
Ron D’Vari, Asim Ali
The Journal of Structured Finance Apr 2014, 20 (1) 76-85; DOI: 10.3905/jsf.2014.20.1.076

Citation Manager Formats

  • BibTeX
  • Bookends
  • EasyBib
  • EndNote (tagged)
  • EndNote 8 (xml)
  • Medlars
  • Mendeley
  • Papers
  • RefWorks Tagged
  • Ref Manager
  • RIS
  • Zotero
Save To My Folders
Share
Mercenary or Consigliere? The Role of
Independent Financial Market Advisory and Knowledge
Process Outsource Partners in Structured Products
Ron D’Vari, Asim Ali
The Journal of Structured Finance Apr 2014, 20 (1) 76-85; DOI: 10.3905/jsf.2014.20.1.076
del.icio.us logo Digg logo Reddit logo Twitter logo CiteULike logo Facebook logo Google logo LinkedIn logo Mendeley logo
Tweet Widget Facebook Like LinkedIn logo

Jump to section

  • Article
    • Abstract
    • ADVISING ON CREDIT, VALUATION, AND RISK MANAGEMENT OF COMPLEX ASSETS: THE NEED FOR FURTHER TRANSPARENCY
    • LITIGATION CONSULTING AND DISPUTE RESOLUTION
    • KEY ENABLERS FOR INDEPENDENT FINANCIAL MARKETS ADVISORY
    • ENDNOTE
  • Info & Metrics
  • PDF (Subscribers Only)
  • PDF (Subscribers Only)

Similar Articles

Cited By...

  • No citing articles found.
  • Google Scholar

More in this TOC Section

  • Highlights from Global Capital
  • Editor’s Letter
  • Guest Editor’s Letter
Show more Article
LONDON
One London Wall, London, EC2Y 5EA
United Kingdom
+44 207 139 1600
 
NEW YORK
41 Madison Avenue, New York, NY 10010
USA
+1 646 931 9045
pm-research@pageantmedia.com
 

Stay Connected

  • Follow IIJ on LinkedIn
  • Follow IIJ on Twitter

MORE FROM PMR

  • Home
  • Awards
  • Investment Guides
  • Videos
  • About PMR

INFORMATION FOR

  • Academics
  • Agents
  • Authors
  • Content Usage Terms

GET INVOLVED

  • Advertise
  • Publish
  • Article Licensing
  • Contact Us
  • Subscribe Now
  • Log In
  • Update your profile
  • Give us your feedback

© 2021 Pageant Media Ltd | All Rights Reserved | ISSN: 1551-9783 | E-ISSN: 2374-1325

  • Site Map
  • Terms & Conditions
  • Cookies
  • Privacy Policy